Robert Allen is a registered investment advisor, based in Renton, WA, with 26 years of industry experience.
Location
900 SW 16th St, Suite 110, Renton, WA, 98057
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
January 2025 - Present · 1 yr 4 mos
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - December 2024 · 6 mos
Pfg Advisors
November 2023 - December 2024 · 1 yr 1 mo
Securities America, INC.Broker
November 2023 - June 2024 · 7 mos
LPL Financial LLCBroker
July 2023 - September 2023 · 2 mos
LPL Financial LLC
July 2023 - September 2023 · 2 mos
Bancwest Investment Services, INC. (bwis)
October 2019 - July 2023 · 3 yrs 9 mos
Bancwest Investment Services, INC.Broker
October 2019 - July 2023 · 3 yrs 9 mos
Voya Investments Distributor, LLCBroker
May 2014 - October 2019 · 5 yrs 5 mos
Voya Investment Management CO. LLC
May 2014 - October 2019 · 5 yrs 5 mos
Ameriprise Financial Services, INC.Broker
February 2014 - April 2014 · 2 mos
UBS Financial Services INC.Broker
February 2009 - February 2014 · 5 yrs
Citigroup Global Markets INC.Broker
April 2006 - March 2009 · 2 yrs 11 mos
Scottrade, INC.Broker
October 2003 - April 2006 · 2 yrs 6 mos
Charles Schwab & CO., INC.Broker
April 2000 - June 2003 · 3 yrs 2 mos
Vanguard Marketing CorporationBroker
July 1998 - January 2000 · 1 yr 6 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.