Frank Mularz is a registered investment advisor at LPL Financial LLC, based in Wauwatosa, WI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2365 N Mayfair Rd, Wauwatosa, WI, 53226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frank works full-time providing investment services and wealth management at UW Credit Union since 2013. He dedicates his full-time work hours to securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PNC InvestmentsBroker
PNC Investments
LPL Financial LLC
LPL Financial LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
M&i Brokerage Services, INC.
M&i Brokerage Services, INC.Broker
Edward JonesBroker
M&i Brokerage Services, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.