Michael Shapiro
Michael Shapiro is a registered investment advisor at Cetera Investment Advisers LLC, based in Albany, NY, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Great Oaks Blvd Ste 221, Albany, NY, 12203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a Senior Vice President at Professional Planning Group, a financial services DBA, since 2016, and an independent insurance agent since 2003, selling fixed insurance products. Both roles appear to be full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.Broker
Waddell & Reed, INC.Broker
Signator Investors, INC.Broker
State Registrations9 states
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