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Thomas Darden

25 Years of Experience
Boca Raton, FL
1 DisclosureBroker

Thomas Darden is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 25 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045

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History

Regulatory History (1)
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Customer Dispute
February 2012
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2022 - Present · 3 yrs 8 mos
Ameriprise Financial Services, LLC
September 2022 - Present · 3 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2013 - September 2022 · 8 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2013 - September 2022 · 8 yrs 9 mos
Hsbc Securities (USA) INC.
April 2008 - January 2014 · 5 yrs 9 mos
Hsbc Securities (USA) INC.Broker
January 2005 - January 2014 · 9 yrs
Hsbc Brokerage (USA) INC.Broker
March 2003 - January 2005 · 1 yr 10 mos
Citicorp Investment ServicesBroker
May 2002 - February 2003 · 9 mos
American Express Financial Advisors INC.Broker
July 2001 - May 2002 · 10 mos
Ids Life Insurance CompanyBroker
July 2001 - May 2002 · 10 mos
American Express Financial Advisors INC.Broker
August 2000 - January 2001 · 5 mos
Ids Life Insurance CompanyBroker
August 2000 - January 2001 · 5 mos
State Registrations12 states
CAFLGAMANCNJNVNYOHPRSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.