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Rives Allen

Raymond James Financial Services Advisors, INC
28 Years of Experience
Madison, MS
1 DisclosureBroker
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Rives Allen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Madison, MS, with 28 years of industry experience. Rives is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6696 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

100 Fountains Blvd, Suite 200, Madison, MS, 39211

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2025
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Rives has a personal investment in Compass Royalty since 2010, requiring minimal time. Rives also works as an independent contractor performing financial advisor duties for Van Skiver Financial Services, LLC, dedicating about half their time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2009 - Present · 17 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
July 2002 - May 2009 · 6 yrs 10 mos
UBS Financial Services INC.Broker
July 2002 - May 2009 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - July 2002 · 3 yrs 10 mos
State Registrations11 states
ALARCOGALAMOMSNCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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