Sheila Carlson
Sheila Carlson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Laguna Niguel, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
28202 Cabot Rd, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2018Customer Dispute
October 2001Customer Dispute
January 2001Other Business Activities
Sheila works as a part-time notary since 2012, providing services to clients and employees in the Los Angeles branch office. This requires minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.