Damian Rothermel
Damian Rothermel is a CFP-designated registered investment advisor at Sound Income Strategies, LLC, based in Portland, OR, with 27 years of industry experience. Damian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Income Strategies (SIS) manages investment portfolios for a fee based on the value of your portfolio. The annual fee can be up to 1.75% of the value of your portfolio. For a limited group of clients with special needs, the fee can be up to 2.0%. The fee is usually billed monthly, but can be negotiated to be billed quarterly. If SIS uses a third-party investment manager for part of your portfolio, you won't pay any extra fees.
Location
4380 S. Macadam Avenue, Suite 190, Portland, OR, 97239
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Damian is an investment advisor representative at Sound Income Strategies LLC, dedicating about half of his time to sales of investment advisory services. He also spends nearly full-time selling fixed insurance products, including FIA and EIA, through Rothermel Financial Services and a few hours per week selling commission-based investment products through Purshe Kaplan Sterling Investments.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
USA Financial Securities CorporationBroker
USA Financial Securities Corporation
Liberty Capital
Liberty Capital Investment CorporationBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.