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Alan Stephenson

Legacy Wealth Concepts
28 Years of Experience
West Monroe, LA
BrokerSells Insurance
View SEC Summary
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Alan Stephenson is a registered investment advisor at Legacy Wealth Concepts, based in West Monroe, LA, with 28 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 151 clients with $65M in assets under management.

Legacy Wealth Concepts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
151 clients
Average Client Portfolio
$429K average
Assets Under Management
$64.8M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees range from 0.25% to 1.25% annually and are negotiable. Billed quarterly in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

216 Bell Ln, West Monroe, LA, 71291

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is the owner/agent of Alan Stephenson Independent Insurance, selling non-variable insurance since 2013. He also owns and manages several other businesses, including handyman and HVAC services, and is a consultant and chief patient officer/board member for Polygon Health.

Employment History
Current Registrations
Legacy Wealth Concepts
December 2020 - Present · 5 yrs 10 mos
United Planners' Financial Services of America a Limited PartnerBroker
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited Partner
November 2006 - November 2022 · 16 yrs
Metlife Securities INC.Broker
February 2001 - October 2002 · 1 yr 8 mos
Metropolitan Life Insurance CompanyBroker
February 2001 - October 2002 · 1 yr 8 mos
Pruco Securities CorporationBroker
October 1998 - February 2001 · 2 yrs 4 mos
Eq Financial Consultants, INC.Broker
July 1998 - September 1998 · 2 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1998 - September 1998 · 2 mos
State Registrations13 states
ALARCOFLKSLAMOMSNCOHORTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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