Michael L Niemczyk

Capital Advisor Network

25 Years of Experience

7 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Capital Advisor Network

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

1,153 clients

Average Client Portfolio

$86K average

Assets Under Management

$99.5M

Fee Structure

Minimum Investment:$5K

Location

10 N. Lake St., Suite 107, Grayslake, IL, 60030

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History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

November 2009

Final

Regulatory

October 2008

Final

Regulatory

August 2002

Final

Regulatory

January 2002

Final

Customer Dispute

July 2001

Pending

Customer Dispute

September 2000

Pending

Customer Dispute

August 2000

Pending

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Michael is the president of MLN Retirement Planning & Tax Planning, Inc., an affiliate of Michael Niemczyk Associates, providing insurance, wealth, and tax planning services. He is also a licensed insurance agent selling various insurance products and dedicates a few hours per week to financial education as a member/educator for the Society of Financial Awareness (SOFA).

Employment History

Current Registrations

Capital Advisor Network

September 2021 - Present · 4 yrs 5 mos

Michael Niemczyk Associates, INC.

September 2017 - Present · 8 yrs 5 mos

Previous Registrations

Mln Retirement Planning, INC.

October 2001 - January 2017 · 15 yrs 3 mos

Franklin Financial Services CorporationBroker

November 1998 - October 2000 · 1 yr 11 mos

State Registrations3 states

ILTXWI

Advisor

Exams

No exam information available for this advisor.