Michael Niemczyk
Michael Niemczyk is a registered investment advisor at Capital Advisor Network, based in Grayslake, IL, with 25 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,153 clients with $99M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CAN charges a quarterly fee for investment management services, calculated as a percentage of your account's average daily balance. The maximum annual advisory fee is 2.00%. Fees may vary based on account size, portfolio complexity, and activity. The custodian will directly debit your account for the advisory fee, or you may pay it separately. If CAN uses a third-party money manager (TPMM), the total fee will not exceed 2.00% and includes CAN's portion and the TPMM's fee.
Location
10 N. Lake St., Suite 107, Grayslake, IL, 60030
Get directionsHistory
Regulatory History (7)
Regulatory
November 2009Regulatory
October 2008Regulatory
August 2002Regulatory
January 2002Customer Dispute
July 2001Customer Dispute
September 2000Customer Dispute
August 2000Other Business ActivitiesSells Insurance
Michael is the president of MLN Retirement Planning & Tax Planning, Inc., an affiliate of Michael Niemczyk Associates, providing insurance, wealth, and tax planning services. He is also a licensed insurance agent selling various insurance products and dedicates a few hours per week to financial education as a member/educator for the Society of Financial Awareness (SOFA).
Employment History
Current Registrations
Capital Advisor Network
Michael Niemczyk Associates, INC.
Previous Registrations
Capital Advisor Network
Mln Retirement Planning, INC.
Franklin Financial Services CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.