Joshua Zoerner
Joshua Zoerner is a ChFC-designated registered investment advisor at Harbour Investments, INC., based in Kenosha, WI, with 23 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 30,309 clients with $9.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum management fee is 2.0% of assets under management. Fees are negotiated between the client and representative. Third-party manager programs range from 0.25% to 2.50% total annual fees.
Fee Estimator
Location
7530 39th Ave, Kenosha, WI, 53142
Get directionsHistory
Regulatory History (1)
Regulatory
November 2009Other Business ActivitiesSells Insurance
Joshua owns Zoerner Financial and JZ Homes LLC (real estate). He is also an independent insurance agent and an author, but the time commitment for these activities is not specified.
Employment History
Current Registrations
Harbour Investments, INC.Broker
Harbour Investments, INC.
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Mwa Financial Services, INC.
Mwa Financial Services INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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