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Thomas Patnode

27 Years of Experience
Mendota Hts, MN
BrokerSells Insurance

Thomas Patnode is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mendota Hts, MN, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1191 Northland Dr, Ste 150, Mendota Hts, MN, 55120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is a partner in a rental property, earns commissions from non-Northwestern Mutual insurance products, and coaches high school hockey about a quarter of his time during the season. He also holds ownership positions in Tommy Brothers LLC and ATS Enterprises LLC, is CFO of Defending the Blue Line, and is Chairman of the United Heroes League, dedicating minimal time to each of these roles.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2014 - Present · 12 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 2003 - Present · 22 yrs 11 mos
Previous Registrations
Morgan Stanley Dw INC.Broker
September 1998 - October 2003 · 5 yrs 1 mo
State Registrations32 states
AZCACOFLGAIAILINKSLAMDMIMNMONCNDNENJNMNVNYOHPARISCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.