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Amy Knight

27 Years of Experience
1 DisclosureBroker

Amy Knight is a registered investment advisor at Stephens, based in Fayetteville, AR, with 27 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

Fayetteville, AR

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History

Regulatory History (1)
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Customer Dispute
October 2009
Denied
Employment History
Current Registrations
Stephens
August 2002 - Present · 23 yrs 8 mos
Stephens
March 2002 - Present · 24 yrs 1 mo
StephensBroker
March 2002 - Present · 24 yrs 1 mo
Previous Registrations
Edward JonesBroker
September 1998 - March 2002 · 3 yrs 6 mos
State Registrations38 states
AKALARAZCACOCTFLGAIAILINKSKYLAMAMIMNMOMSNCNENHNMNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.