KM
KM
Keith Malek is a registered investment advisor at D.A. Davidson & CO., based in Seattle, WA, with 27 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Columbia Center, 701 5th Avenue, Suite 4050, Seattle, WA, 98104
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2002Denied
Customer Dispute
March 2001Denied
Employment History
Current Registrations
D.A. Davidson & CO.
February 2012 - Present · 14 yrs 3 mos
D.A. Davidson & CO.
February 2012 - Present · 14 yrs 3 mos
D.A. Davidson & CO.Broker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Advisors, LLC
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Investments, LLC
June 2006 - January 2011 · 4 yrs 7 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
December 2000 - May 2001 · 5 mos
Wm Financial Services, INC.Broker
March 1999 - December 2000 · 1 yr 9 mos
Norwest Investment Services, INC.Broker
December 1998 - March 1999 · 3 mos
State Registrations12 states
AZCACOCTFLIDILMDMSORVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.