ES
CFA
ES
CFA

Eli Sanders

11 Years of Experience
Seattle, WA
Broker

Eli Sanders is a CFA-designated registered investment advisor at D.A. Davidson & CO., based in Seattle, WA, with 11 years of industry experience. Eli is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
695 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
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Location

Columbia Center, 701 5th Avenue, Suite 4050, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.Broker
March 2020 - Present · 6 yrs 7 mos
D.A. Davidson & CO.
March 2020 - Present · 6 yrs 7 mos
D.A. Davidson & CO.
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
April 2015 - February 2020 · 4 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
March 2015 - February 2020 · 4 yrs 11 mos
State Registrations2 states
IDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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