John Carlson
John Carlson is a registered investment advisor at Wealth Plus of the Dakotas, INC., based in Minot, ND, with 27 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 91 clients with $66M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.95% |
| $100K - $250K | 0.75% |
| $250K - $500K | 0.55% |
| $500K - $1.0M | 0.35% |
| $1M+ | 0.25% |
Fees are negotiable and may be reduced for combined household or common employer accounts.
Fee Estimator
Location
Minot, ND
Get directionsHistory
Regulatory History (19)
Regulatory
October 2021Financial
November 2020Customer Dispute
February 2019Customer Dispute
November 2015Customer Dispute
April 2011Customer Dispute
April 2011Customer Dispute
December 2010Customer Dispute
November 2010Customer Dispute
September 2010Customer Dispute
September 2010Customer Dispute
September 2010Customer Dispute
June 2010Customer Dispute
June 2010Customer Dispute
May 2010Customer Dispute
March 2010Customer Dispute
March 2010Customer Dispute
February 2010Customer Dispute
November 2009Customer Dispute
November 2009Other Business ActivitiesSells Insurance
John sells fixed insurance, which is not investment related, dedicating minimal time. He also provides consulting and portfolio management services for Wealth Plus of the Dakotas, Inc., spending a few hours per week.
Employment History
Current Registrations
Wealth Plus of the Dakotas, INC.
Hendrickson Financial Services, LLC
Previous Registrations
Voyager Capital Management, LLC
Capital Financial Services, INC.
Mcsherry Anderson
Integrity Funds Distributor, INC.Broker
Arm Securities CorporationBroker
Nd Capital, INC.Broker
Capital Financial Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.