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CFP
KR
CFP

Karla Ross

LPL Financial LLC
27 Years of Experience
Colorado Springs, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Karla Ross is a CFP-designated registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 27 years of industry experience. Karla is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

104 S. Cascade Ave., Suite 204, Colorado Springs, CO, 80903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Karla is involved with Karla Ross Investment Services, LLC, and also sells non-variable insurance under Karla Ross, CFP. She also owns rental real estate in Richmond, KY.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 6 mos
LPL Financial LLC
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Securities America Advisors, INC.
January 2009 - April 2020 · 11 yrs 3 mos
Securities America, INC.Broker
January 2009 - April 2020 · 11 yrs 3 mos
Brecek & Young Advisors, INC.
September 2007 - January 2009 · 1 yr 4 mos
Brecek & Young Advisors, INC.Broker
June 2005 - January 2009 · 3 yrs 7 mos
Edward JonesBroker
December 1999 - June 2005 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - December 1999 · 1 yr 2 mos
State Registrations15 states
AZCOFLIAILINKSMONMNVOHORSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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