Michael Goodman is a CFP-designated registered investment advisor, based in Palm Desert, CA, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
41865 Boardwalk, Suite 211, Palm Desert, CA, 92211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is a Certified Public Accountant (CPA) and owns 85% of his practice. The filing does not specify the time commitment for this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Gold Coast Securities, INC.
Gold Coast Securities, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
1st Global Capital CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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