Nolan Saini is a CFP-designated registered investment advisor at Desert Financial Planning, based in Palm Desert, CA, with 11 years of industry experience. Nolan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 29 clients with $7.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $40K | Included |
| $40K - $150K | 1.50% |
| $150K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.5M | 0.85% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Accounts under $40,000 pay a flat fee of $50 per month. Fees are inclusive of custodial and trading costs and may be negotiated at the advisor's discretion.
Fee Estimator
Location
Palm Desert, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nolan is a sole proprietor providing educational tutoring services as an independent contractor since July 2017. This takes about 10-20% of his time, primarily outside of securities trading hours.
Employment History
Current Registrations
Desert Financial Planning
Previous Registrations
Global View Capital Management, LTD
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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