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Mitchell Hodgkiss

Ameriprise Financial Services, LLC
27 Years of Experience
Charlotte, NC
3 DisclosuresBroker
View SEC Summary
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Mitchell Hodgkiss is a registered investment advisor at Ameriprise Financial Services, LLC, based in Charlotte, NC, with 27 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4521 Sharon Rd Ste 300, Charlotte, NC, 28211

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Denied
Customer Dispute
July 2009
Denied
Customer Dispute
July 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mitchell owns a single-family real estate property since 2016. He also serves as a board member for Hodgkiss, dedicating minimal time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2009 - Present · 17 yrs 7 mos
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Wachovia Securities, LLCBroker
December 2004 - March 2009 · 4 yrs 3 mos
Wachovia Securities, LLC
December 2004 - March 2009 · 4 yrs 3 mos
Morgan Keegan & Company, INC.
October 2002 - December 2004 · 2 yrs 2 mos
Morgan Keegan & Company, INC.Broker
January 2002 - December 2004 · 2 yrs 11 mos
Lincoln Financial Advisors CorporationBroker
October 1998 - January 2002 · 3 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
October 1998 - January 2002 · 3 yrs 3 mos
State Registrations34 states
AKALCACOCTDCDEFLGAIAIDILINKSKYMDMIMNMOMTNCNJNMNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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More financial advisors in Charlotte, NC →All financial advisors in North Carolina →
Mitchell Hodgkiss - Financial Advisor | TrueAdvisor