Joanna Mccomsey is a registered investment advisor, based in Westlake Village, CA, with 26 years of industry experience.
Location
Westlake Village, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pacific Point Securities, LLCBroker
November 2020 - Present · 5 yrs 6 mos
Centaurus Financial, INC.
February 2017 - Present · 9 yrs 3 mos
Centaurus Financial, INC.Broker
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
Financial West Group
June 2014 - February 2017 · 2 yrs 8 mos
Financial West GroupBroker
June 2014 - February 2017 · 2 yrs 8 mos
American Financial Network Advisory Services, LLC
April 2013 - May 2014 · 1 yr 1 mo
Securities America Advisors, INC.
October 2004 - June 2014 · 9 yrs 8 mos
Securities America, INC.Broker
October 2004 - June 2014 · 9 yrs 8 mos
National Planning Corporation ("npc of America" in Fl & Ny)
December 1999 - October 2004 · 4 yrs 10 mos
National Planning CorporationBroker
November 1999 - October 2004 · 4 yrs 11 mos
Pruco Securities CorporationBroker
December 1998 - June 1999 · 6 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.