Marc Gauval is a CFA-designated registered investment advisor, based in New York, NY, with 22 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
December 2014 - Present · 11 yrs 5 mos
Citigroup Global Markets INC.Broker
April 2014 - Present · 12 yrs 1 mo
Citigroup Global Markets INC.
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Barclays Global Investors Fund Distribution CompanyBroker
July 2008 - March 2009 · 8 mos
Barclays Global Investors ServicesBroker
December 2007 - March 2009 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
September 2002 - November 2007 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1998 - September 2002 · 4 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.