Costa Tzotzis
Costa Tzotzis is a registered investment advisor at Cst Financial Advisory LLC, based in The Colony, TX, with 27 years of industry experience. Costa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 61 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CST Financial Advisory charges an annual fee based on the value of your portfolio, up to a maximum of 2.50%. The exact fee is determined through negotiation, considering the time and resources required to evaluate and maintain your portfolio. The fees are negotiable and will be documented in your advisory agreement.
Location
5752 Grandscape BLVD, Suite 225, The Colony, TX, 75056
Get directionsHistory
Regulatory History (4)
Regulatory
February 2013Employment Separation After Allegations
January 2011Regulatory
May 2009Customer Dispute
September 2008Other Business Activities
Costa owns CST Financial Advisory since 2023, a registered investment advisory firm offering portfolio management services. This takes nearly full-time hours during trading hours.
Employment History
Current Registrations
Cst Financial Advisory LLC
Previous Registrations
Cape Investment Advisory, INC.
Cape Securities INC.Broker
First Midwest Securities, INC.Broker
Prestige Financial Center, INC.Broker
Prestige Financial Center, INC.Broker
Sloan Securities CORP.Broker
Aura Financial Services, INC.Broker
First Montauk Securities CORP.Broker
Murphy & DurieuBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.