Vincent Serso
Vincent Serso is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 28 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
390 Madison Ave, New York, NY, 10017
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2008Customer Dispute
March 2008Customer Dispute
March 2008Customer Dispute
February 2008Other Business Activities
Vincent is an owner/partner in Walters Christmas LLC, an entertainment company, since 2020. He plans to invest in and play a small role in a movie produced by the company, dedicating minimal time to this activity.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Fidelity Brokerage Services LLCBroker
Dreyfus Service CorporationBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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