Thomas Rogers is a registered investment advisor at Financial Transparency, based in Longwood, FL, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 3 more. Their firm serves 235 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.15% |
Maximum annual fee percentages vary by program: Let's Get Started is up to 1.00%, Managed Investment Portfolios is up to 1.75%, and Customized Managed Accounts is up to 2.15%. Actual fees are negotiated with your advisor.
Fee Estimator
Location
900 Fox Valley Dr, Suite 102, Longwood, FL, 32778
Get directionsHistory
Regulatory History (1)
Regulatory
March 1987Other Business Activities
Thomas is the president of Wealth Strategies Collabrative, Inc., consulting with clients and other professionals, dedicating about half of his time. He is also the owner of Cornerstone Advisory Consulting, LLC and a manager at Wealth Strategies Collaborative, LLC, which focuses on hard money loans.
Employment History
Current Registrations
Financial Transparency
Previous Registrations
Trustee Empowerment & Protection, INC.
Cssc Brokerage Services, INC.Broker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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