LM
LM

Louis Martine

25 Years of Experience
Dallas, TX
Broker

Louis Martine is a registered investment advisor at Hilltop Securities INC., based in Dallas, TX, with 25 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
180 advisors
Number of Clients
2,241 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)

The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.

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Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hilltop Securities INC.
February 2020 - Present · 6 yrs 5 mos
Hilltop Securities INC.
October 2019 - Present · 6 yrs 9 mos
Hilltop Securities INC.Broker
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
Hilltop Securities Asset Management, LLC
March 2020 - June 2025 · 5 yrs 3 mos
Quasar Distributors, LLCBroker
January 2011 - October 2018 · 7 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
December 2006 - December 2010 · 4 yrs
Quasar Distributors, LLCBroker
June 2005 - July 2007 · 2 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
October 2001 - April 2003 · 1 yr 6 mos
Piper Jaffray & CO.Broker
July 2001 - March 2005 · 3 yrs 8 mos
U.S. Bancorp Piper Jaffray INC.Broker
October 1998 - April 2001 · 2 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Louis Martine - Financial Advisor | TrueAdvisor