Benjamin Rose
Benjamin Rose is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Walnut Creek, CA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
2999 Oak Road Suite 1030, Walnut Creek, CA, 94597
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Benjamin leads financial seminars in the community through the Financial Planning Association of San Francisco. This activity takes a few hours per week and occurs outside of business hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Howe Barnes Capital Management, INC.
Hoefer & Arnett Capital Management, INC.
Howe Barnes Hoefer & Arnett, INC.Broker
Nollenberger Capital Partners, INC.
Nollenberger Capital Partners INC.Broker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Salomon Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Waterhouse Securities, INC.Broker
State Registrations25 states
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