SP
SP
Steven Peters
26 Years of Experience
Walnut Creek, CA
1 DisclosureBroker
Steven Peters is a registered investment advisor at Raymond James & Associates, INC., based in Walnut Creek, CA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2999 Oak Road Suite 1030, Walnut Creek, CA, 94597
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2003Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2006 - Present · 19 yrs 5 mos
Raymond James & Associates, INC.
December 2006 - Present · 19 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Morgan Stanley
July 1999 - December 2006 · 7 yrs 5 mos
Morgan Stanley Dw INC.Broker
June 1999 - December 2006 · 7 yrs 6 mos
State Registrations23 states
AZCACOCTFLHIIDKYMAMEMNMOMSNJNMNVORRISCTNTXWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.