James Wong is a registered investment advisor at Morgan Stanley, based in San Mateo, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
411 Borel Avenue, Suite 220, San Mateo, CA, 94402
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Regulatory History (3)
Customer Dispute
December 2007Customer Dispute
July 2005Customer Dispute
June 2002Other Business Activities
James is involved in several real estate investment ventures, including Fillmore Street Apartments LLC, MLW Partnership, Franklin Vista LLC, Pinecrest Associates LLC, Spring Tide LLC, Nix 94123, and FAB 4 Capital, LLC. He dedicates minimal time to these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wm Financial Services, INC.Broker
State Registrations26 states
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