Larry Shaw is a registered investment advisor at Morgan Stanley, based in San Mateo, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
411 Borel Avenue, Suite 220, San Mateo, CA, 94402
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Regulatory History (5)
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Customer Dispute
August 2022Settled
Customer Dispute
August 2019Denied
Customer Dispute
October 2013Denied
Customer Dispute
June 2013Settled
Customer Dispute
June 2009Denied
Employment History
Current Registrations
Morgan Stanley
March 2011 - Present · 15 yrs 2 mos
Morgan StanleyBroker
March 2011 - Present · 15 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
August 1998 - March 2011 · 12 yrs 7 mos
UBS Financial Services INC.Broker
August 1998 - March 2011 · 12 yrs 7 mos
Dean Witter Reynolds INC.Broker
April 1992 - August 1998 · 6 yrs 4 mos
State Registrations15 states
AZCAFLGAHIIANCNENJNVSDTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.