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Dru Ashcraft

18 Years of Experience
Scottsdale, AZ
Broker

Dru Ashcraft is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 18 years of industry experience. Dru operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Wealth, INC.
November 2015 - Present · 10 yrs 6 mos
Osaic Wealth, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Corecap Investments, INC.Broker
November 2013 - December 2013 · 1 mo
Protective Wealth Management, LLC
June 2013 - December 2013 · 6 mos
Transamerica Financial Advisors, INCBroker
December 2012 - February 2013 · 2 mos
Royal Alliance Associates, INC.Broker
May 2010 - December 2010 · 7 mos
LPL Financial CorporationBroker
September 2009 - May 2010 · 8 mos
LPL Financial Corporation
September 2009 - May 2010 · 8 mos
Associated Securities CORP.Broker
December 2008 - September 2009 · 9 mos
Associated Securities CORP.
December 2008 - September 2009 · 9 mos
Fsc Securities Corporation
June 2008 - December 2008 · 6 mos
Fsc Securities CorporationBroker
November 2007 - December 2008 · 1 yr 1 mo
TD Ameritrade, INC.Broker
July 2007 - October 2007 · 3 mos
Placemark Investments, INC.
August 2004 - January 2005 · 5 mos
Federated Securities CORP.Broker
August 2001 - August 2004 · 3 yrs
Discover Brokerage Direct, INC.Broker
May 1999 - July 1999 · 2 mos
Painewebber IncorporatedBroker
August 1998 - April 1999 · 8 mos
State Registrations2 states
CANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.