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Amy Lawler

Principle Wealth
26 Years of Experience
Old Saybrook, CT
View SEC Summary
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Amy Lawler is a registered investment advisor at Principle Wealth, based in Old Saybrook, CT, with 26 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,210 clients with $3.2B in assets under management.

Principle Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,210 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$3.2B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees are up to 1.25% annually and are negotiable at the discretion of Principle Wealth Partners based on asset size, scope of work, and account complexity. Minimum annual fee of $5,000 applies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1180 Boston Post Road, Old Saybrook, CT, 06475

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy is a notary public since 2016, spending minimal time on this activity. This is investment-related and performed at the reported business location.

Employment History
Current Registrations
Principle Wealth
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Northstar Wealth Partners LLC
April 2015 - December 2020 · 5 yrs 8 mos
LPL Financial LLCBroker
July 2013 - February 2021 · 7 yrs 7 mos
Essex Financial Services, INC.Broker
March 2006 - August 2013 · 7 yrs 5 mos
Prudential Investments LLC
March 2004 - June 2005 · 1 yr 3 mos
Prudential Investment Management Services LLCBroker
December 2003 - June 2005 · 1 yr 6 mos
American Skandia Advisory Services, INC.
March 2003 - December 2003 · 9 mos
American Skandia Marketing, INC.Broker
July 2000 - December 2003 · 3 yrs 5 mos
People's Securities, INC.Broker
September 1998 - February 2000 · 1 yr 5 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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