SW
SW
Steven Walter
27 Years of Experience
Lake Oswego, OR
2 DisclosuresBroker
Steven Walter is a registered investment advisor at Morgan Stanley, based in Lake Oswego, OR, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4800 Meadows Road, Suite 400, Lake Oswego, OR, 97035
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Regulatory History (2)
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Customer Dispute
October 2008Settled
Customer Dispute
September 2001Award / Judgment
Other Business Activities
Steven owns SMW30 Properties LLC, a real estate investment company, since 2016. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2003 - April 2007 · 4 yrs
Morgan Stanley Dw INC.Broker
September 1998 - April 2007 · 8 yrs 7 mos
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.