JN
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James North

22 Years of Experience
Lake Oswego, OR
1 DisclosureBroker

James North is a registered investment advisor at Morgan Stanley, based in Lake Oswego, OR, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4800 Meadows Road, Suite 400, Lake Oswego, OR, 97035

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History

Regulatory History (1)
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Customer Dispute
April 2011
Denied
Other Business Activities

James is co-owner and manager of Catawea Development LLC, a family-owned company, and managing director of Catawba Development LLC, a real estate development company. He also serves as Secretary for Wylee Hanger Condominium Association and on the Board of Directors for Spalding Education International, and rents out space in his aircraft hanger.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 2003 - April 2007 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
October 2003 - April 2007 · 3 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.