David Millet
David Millet is a registered investment advisor at Galvin, Gaustad & Stein, LLC, based in Sagamore Hills, OH, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 881 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.05% |
| $5M+ | 1.05% |
Schedule shown is for non-discretionary services. Discretionary services are: - $0 - $500,000: 1.25% - $500,001 – $2,500,000: 1.00% - $2,500,001 - $5,000,000: 0.80% - More than $5,000,000: Negotiable For clients acquired from The Westerman Group, LLC: - $0 - $500,000: 1.60% - $500,001 – $1,500,000: 1.50% - $1,500,001 – $2,500,000: 1.25% - $2,500,001 - $5,000,000: 1.00% - More than $5,000,000: Negotiable
Fee Estimator
Location
114 East Aurora Road, Suite 100, Sagamore Hills, OH, 44067
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a producer at ASH Brokerage, a life insurance and fixed product general agency, where he sells fixed life and annuity products, dedicating a few hours per week. He also serves as a board of trustee for Montefiore Foundation, an elder care non-profit, spending minimal time on this activity, and is an agent/broker at TWG Risk Limited, LLC marketing, designing, placing, and servicing insurance plans.
Employment History
Current Registrations
Galvin, Gaustad & Stein, LLC
The Westerman Group, LLC
Previous Registrations
Mercap Securities, LLCBroker
Silver Oak Securities, IncorporatedBroker
Securities Service Network, INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.