Peter Po
Peter Po is a registered investment advisor at Emerson Equity LLC, based in San Mateo, CA, with 26 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
155 Bovet Road, Suite 725, San Mateo, CA, 94402
Get directionsHistory
Regulatory History (27)
Customer Dispute
December 2025Customer Dispute
August 2025Customer Dispute
July 2025Customer Dispute
June 2025Customer Dispute
May 2025Customer Dispute
May 2025Customer Dispute
March 2025Customer Dispute
March 2025Customer Dispute
November 2024Customer Dispute
November 2024Customer Dispute
May 2024Customer Dispute
May 2024Customer Dispute
April 2024Customer Dispute
December 2023Customer Dispute
September 2023Customer Dispute
August 2023Customer Dispute
July 2023Customer Dispute
April 2023Customer Dispute
March 2023Customer Dispute
November 2022Customer Dispute
August 2022Customer Dispute
June 2022Customer Dispute
June 2022Customer Dispute
April 2022Customer Dispute
September 2021Employment Separation After Allegations
August 2015Customer Dispute
January 2001Other Business ActivitiesSells Insurance
Peter is an agent/owner of Peter Po Insurance Services, selling annuities, life, and health insurance since 1998. This takes about 10-20% of his time, with 30 minutes weekly during securities trading hours, and involves sales and management.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Ni Advisors
Ni AdvisorsBroker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Mony Securities CorporationBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citicorp Investment ServicesBroker
Dean Witter Reynolds INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.