Dalas Gundersen
Dalas Gundersen is a registered investment advisor at LPL Financial LLC, based in Willows, CA, with 27 years of industry experience. Dalas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
256 N Butte St, Willows, CA, 95988
Get directionsHistory
Regulatory History (4)
Regulatory
February 2015Employment Separation After Allegations
December 2014Customer Dispute
August 2013Customer Dispute
March 2012Other Business Activities
Dalas has two DBAs for his LPL business: Dalas Gundersen Investment Advisory Services Inc. and Gundersen Wealth Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward Jones
Edward JonesBroker
Painewebber IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.