LB
LB

Lisa Barker

15 Years of Experience
Memphis, TN
Broker

Lisa Barker is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

1100 Ridgeway Loop Road, Memphis, TN, 38120

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 8 mos
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
April 2018 - August 2021 · 3 yrs 4 mos
UBS Financial Services INC.Broker
September 2017 - August 2021 · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
February 2013 - April 2017 · 4 yrs 2 mos
Morgan Keegan & Company, INC.Broker
January 2010 - February 2013 · 3 yrs 1 mo
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.