John Smith is a registered investment advisor at Legacy Financial Advisors, INC., based in Glenview, IL, with 20 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 1,065 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees for assets over $10 million are negotiable. Planned Outcome Portfolios charge up to 1.50% annually with a $200,000 minimum.
Fee Estimator
Location
Glenview, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the Chief Investment Officer and Partner for Edge Financial Advisors, LLC, an RIA firm, since 2006. He dedicates full-time hours both overall and during securities trading hours to this role, focusing on investment management, financial planning, and client relations.
Employment History
Current Registrations
Legacy Financial Advisors, INC.
Previous Registrations
Arbor Financial Services, LLC
Alpha Cubed Investments, LLC
Edge Financial Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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