SP
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Scott Paciocco

26 Years of Experience
Mechanicsville, VA
1 DisclosureBrokerSells Insurance

Scott Paciocco is a registered investment advisor at MML Investors Services, LLC, based in Mechanicsville, VA, with 26 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

9097 Atlee Station Rd, Suite 304, Mechanicsville, VA, 23116

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018
Settled
Other Business ActivitiesSells Insurance

Scott owns a rental property and is an agent selling life and health insurance. He also coaches an 8U baseball team, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
May 2015 - Present · 11 yrs
MML Investors Services, LLCBroker
June 2001 - Present · 24 yrs 11 mos
Previous Registrations
UBS Painewebber INC.Broker
October 1999 - May 2001 · 1 yr 7 mos
State Registrations16 states
AZDCFLGAILLAMDNCNHNJOHPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Paciocco - Financial Advisor | TrueAdvisor