Sergio Estefano
Sergio Estefano is a CFP-designated registered investment advisor at Bradesco Global Advisors, based in Coral Gables, FL, with 27 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,941 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bradesco Global Advisors (BGA) offers a digital advisory program where clients pay a single annual fee based on the amount of their portfolio. The fee includes advisory services, brokerage commissions, and transaction fees. The annual fee is calculated as a percentage of the portfolio's value and decreases as the portfolio size increases:
- First $100,000: 1.85%
- $100,000.01 to $250,000: 1.75%
- $250,000.01 to $500,000: 1.50%
- $500,000.01 to $1,000,000: 1.25%
- Over $1,000,000: 1.00%
Advisory fees are not deducted from client accounts with balances below $3,000.00.
Location
3011 Ponce De Leon Blvd, Ph-1, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sergio is an SVP, Team Head, and International Client Advisor at Bradesco Bank, dedicating about half of his time. He is also an Investment Adviser Representative at Bradesco Global Advisors, spending a few hours per week. Sergio also holds a minority share in Cambuci, S.A., a sporting goods manufacturer, but dedicates no time to this.
Employment History
Current Registrations
Bradesco Global Advisors
Bradesco Investments INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Barclays Capital INC.
Barclays Capital INC.Broker
Lehman Brothers INC.
Lehman Brothers INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.