TrueAdvisor
TrueAdvisor
SE
CFP
SE
CFP

Sergio Estefano

Bradesco Global Advisors
28 Years of Experience
Coral Gables, FL
Broker
View SEC Summary
View SEC Summary

Sergio Estefano is a CFP-designated registered investment advisor at Bradesco Global Advisors, based in Coral Gables, FL, with 28 years of industry experience. Sergio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 1,196 clients with $180M in assets under management.

Bradesco Global Advisors
Compensation
Fee-Only (% of Portfolio)
Firm Size
24 advisors
Number of Clients
1,196 clients
Average Client Portfolio
$152K average
Assets Under Management
$181.5M

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.85%
$100K - $250K1.75%
$250K - $500K1.50%
$500K - $1.0M1.25%
$1M+1.00%

Fees are calculated monthly in arrears based on average account value. Bradesco Global Advisors may reduce or waive fees in its sole discretion based on various criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3011 Ponce De Leon Blvd, Ph-1, Coral Gables, FL, 33134

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sergio is an SVP, Team Head, and International Client Advisor at Bradesco Bank, dedicating about half of his time. He is also an Investment Adviser Representative at Bradesco Global Advisors, spending a few hours per week. Sergio also holds a minority share in Cambuci, S.A., a sporting goods manufacturer, but dedicates no time to this.

Employment History
Current Registrations
Bradesco Global Advisors
November 2021 - Present · 4 yrs 11 mos
Bradesco Investments INC.Broker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
July 2014 - November 2021 · 7 yrs 4 mos
UBS Financial Services INC.Broker
July 2014 - November 2021 · 7 yrs 4 mos
Barclays Capital INC.
January 2009 - August 2014 · 5 yrs 7 mos
Barclays Capital INC.Broker
September 2008 - August 2014 · 5 yrs 11 mos
Lehman Brothers INC.
April 2008 - October 2008 · 6 mos
Lehman Brothers INC.Broker
September 1998 - September 2008 · 10 yrs
State Registrations7 states
CADEFLLANCNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Coral Gables, FL →All financial advisors in Florida →