WG
WG

William Griffin

28 Years of Experience
Danville, KY

William Griffin is a registered investment advisor at Resurgent Advisors, based in Danville, KY, with 28 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 6 more. Their firm serves 381 clients with $350M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
381 clients
Average Client Portfolio
$931K average
Assets Under Management
$354.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Clients can be charged up to 2.25% annually on assets managed. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

301 West Main, Danville, KY, 40422

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a fine art photographer exhibiting in galleries and museums since 2010. He dedicates a few hours per week to this activity and occasionally does portrait sittings.

Employment History
Current Registrations
Resurgent Advisors
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Edward Jones
February 2007 - February 2020 · 13 yrs
Edward JonesBroker
September 1998 - February 2020 · 21 yrs 5 mos
State Registrations2 states
KYMI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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