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Diane Stone

21 Years of Experience
Springfield, MA
Broker

Diane Stone is a registered investment advisor at Morgan Stanley, based in Springfield, MA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1500 Main Street, 19th Floor, Springfield, MA, 01115

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Diane works as an Uber driver since August 2017. This non-investment related activity takes a few hours per week outside of business hours.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
November 2007 - June 2009 · 1 yr 7 mos
UBS Financial Services INC.Broker
March 2005 - November 2007 · 2 yrs 8 mos
State Registrations41 states
ALAZCACOCTDCDEFLGAHIILINKSLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.