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Scott Reilly

24 Years of Experience
New York, NY
2 DisclosuresBroker

Scott Reilly is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 24 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

280 Park Ave 27th & 29th Fls, New York, NY, 10017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Customer Dispute
February 2008
Denied
Other Business Activities

Scott serves on the investment committee for Theatre Works, dedicating minimal time to attending meetings, reviewing investment performance, setting guidelines, and reviewing asset allocation and risk tolerance. This activity is investment-related.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2014 - Present · 11 yrs 10 mos
Wells Fargo Advisors
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2014 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2014 · 5 yrs 2 mos
Banc of America Investment Services, INC.
January 2008 - October 2009 · 1 yr 9 mos
Banc of America Investment Services, INC.Broker
January 2008 - October 2009 · 1 yr 9 mos
E*trade Capital Management, LLC
September 2006 - February 2008 · 1 yr 5 mos
E*trade Securities LLCBroker
January 2004 - February 2008 · 4 yrs 1 mo
UBS Financial Services INC.Broker
September 2002 - October 2003 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - February 2000 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - January 1999 · 3 mos
State Registrations7 states
CACOCTNYOHORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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