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Frank Buttacavoli

25 Years of Experience
Paramus, NJ
Broker

Frank Buttacavoli is a registered investment advisor at Raymond James & Associates, INC., based in Paramus, NJ, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

61 South Paramus Road, Suite 360, Paramus, NJ, 07652

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank owns Disney Vacation Club points (timeshare) and may rent them out sporadically. He also works as an Instacart shopper, dedicating about a quarter of his time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.Broker
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
July 2015 - October 2019 · 4 yrs 3 mos
UBS Financial Services INC.Broker
July 2015 - October 2019 · 4 yrs 3 mos
LPL Financial LLC
April 2015 - July 2015 · 3 mos
LPL Financial LLCBroker
April 2015 - July 2015 · 3 mos
UBS Financial Services INC.
March 2003 - September 2014 · 11 yrs 6 mos
UBS Financial Services INC.Broker
December 1999 - September 2014 · 14 yrs 9 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.