VA
VA

Vincent Albanese

26 Years of Experience
Paramus, NJ
Broker

Vincent Albanese is a registered investment advisor at RBC Capital Markets, LLC, based in Paramus, NJ, with 26 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

650 From Road, Suite 225, Paramus, NJ, 07652-3517

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
February 2020 - Present · 6 yrs 3 mos
RBC Capital Markets, LLCBroker
February 2020 - Present · 6 yrs 3 mos
RBC Capital Markets, LLC
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2010 - March 2020 · 9 yrs 9 mos
UBS Financial Services INC.
June 2010 - March 2020 · 9 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2002 - April 2007 · 4 yrs 11 mos
Morgan Stanley Dw INC.Broker
November 1999 - April 2007 · 7 yrs 5 mos
Cibc World MarketsBroker
February 1999 - September 1999 · 7 mos
State Registrations17 states
AZCACOCTDEFLIDLAMANCNJNYOHPARISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.