Jamie Engelking
Jamie Engelking is a registered investment advisor at UBS Financial Services INC., based in Denver, CO, with 27 years of industry experience. Jamie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
370-17th Street, Denver, CO, 80202
Get directionsHistory
Regulatory History (3)
Regulatory
February 2004Customer Dispute
July 2002Customer Dispute
June 2000Other Business Activities
Jamie is the Power of Attorney (POA) for their mother's Wells Fargo checking and savings accounts since 2009. Jamie monitors the accounts to ensure sufficient funds for bill payments, requiring minimal time.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kurt NielsenUBS Financial Services INC.
- Paul AddoUBS Financial Services INC.
- Maurice NissimUBS Financial Services INC.
- Steven NuccioUBS Financial Services INC.
- Ronald KempUBS Financial Services INC.
- Thomas MillsUBS Financial Services INC.