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Brian Neuhardt is a registered investment advisor, based in Mandan, ND, with 27 years of industry experience.
Location
4431 Memorial Hwy, Mandan, ND, 58554
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2018Settled
Customer Dispute
November 2016Denied
Customer Dispute
June 2009Settled
Other Business ActivitiesSells Insurance
Brian is an employee and sports coach/referee for Bismarck Public Schools, an officer for Bismarck Youth Fastpitch Softball Assn and USA Softball, and an agent/broker for Investech and Sand Fixed Insurance. He dedicates about 10-20% of his time to Bismarck Public Schools, minimal time to the softball associations and Investech, and a few hours per week to Sand Fixed Insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
June 2003 - August 2023 · 20 yrs 2 mos
Securian Financial Services, INC.Broker
June 2003 - August 2023 · 20 yrs 2 mos
Prudential Financial Planning Services
June 2000 - May 2003 · 2 yrs 11 mos
Pruco Securities CorporationBroker
November 1998 - May 2003 · 4 yrs 6 mos
State Registrations10 states
CAILMNMOMTNDNVSDWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.