Scott Collins is a registered investment advisor at UBS Financial Services INC., based in Denver, CO, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
4600 S. Ulster Street -Suite 700, Metro Point One, Denver, CO, 80202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott is an author and hopes to publish and sell his book, started in 2009. He also helps his son and his friend with their board/card game sales and distribution business as a "front man".
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
Advice and Planning Services
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Fixed Income Securities, LP
Fixed Income Securities, LPBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Countrywide Investment Services, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities IncorporatedBroker
Cal Fed InvestmentsBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Lloyd Wade Securities INC.Broker
State Registrations1 state
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