Howard Hertz
Howard Hertz is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Pleasanton, CA, with 27 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5506 Sunol Blvd, Suite 100, Pleasanton, CA, 94566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Howard owns Tri-Valley Tax & Financial Services, providing accounting, tax, and financial services, dedicating nearly full-time hours to it. He also has interests in tax software sales, real estate/mortgage services, and rental properties, requiring minimal time.
Employment History
Current Registrations
Cetera Financial Specialists LLC
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations11 states
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