Shawn Sandoval is a CFP-designated registered investment advisor, based in Pleasanton, CA, with 27 years of industry experience.
Location
7011 Koll Center Parkway, Ste. 260, Pleasanton, CA, 94566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn sells fixed insurance, dedicating minimal time to it. He also works as a business consultant, a registered representative for MSEC, LLC, and an investment advisor representative for Mariner Wealth Advisors, dedicating full-time hours to each of the latter two roles.
Employment History
Current Registrations
Mariner Wealth
Msec, LLC
Msec, LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Integrated Advisors Network LLC
Cooper Mcmanus
Securities America, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Pruco Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.